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Searching titles and descriptions for “Lead, FCM Legal”. A match may be a passing mention rather than the job itself. Titles only.
8 roles across 9 listings · show every listing
2dLead, FCM Legal…As we scale, the legal and regulatory infrastructure supporting our FCM relationships has to keep pace with the business. This role exists to own…
- 8dSenior Manager, FinCrimes/AML – KYC
…This is a hands-on leadership role sitting within the Legal and Compliance function. You will be responsible for the design, implementation, and ongoing…
- 11dCompliance Manager - FCM
…reporting, and any regulatory filings tied to FCM operations. - Work cross-functionally with trading, operations, and legal to make sure the compliance program reflects…
16dSenior Manager Product Operations, FCM Ops…Deep knowledge of listed derivatives, futures operations, and broker-dealer or FCM workflows. Significant experience in operations, product operations, business operations, or program leadership…
- 2moSenior Manager, Clearing Operations
…and escalation with Engineering, Risk, Legal, Compliance, and external counterparties. Lead relationships with external clearinghouses, clearing members, FCM counterparties, and regulators, ensuring timely resolution…
4moHead of Compliance, Gemini Galactic Markets, LLCGeminiComplianceNew York, New York; Miami, Florida; Remote (USA)half of Gemini’s roles are under 37 daysRemote…FCM activities Draft, maintain, and implement Written Supervisory Procedures and other internal policies and procedures Collaborate cross-functionally with technology, product, and legal teams…
4moFinancial Controller…This position is not responsible for FCM or broker-dealer regulatory capital reporting. Instead, it concentrates on sub-consolidated and entity-level financial statements…
- 9moSenior Accountant, Brokerage and Derivatives
…Lead internal and external audits for the FCM and Broker-Dealer entities, coordinating cross-functional stakeholders and driving successful audit outcomes. Design, execute, and…