Jobs
Indexed directly from employers. Every age is their own publish date.
Indexed directly from employers. Every age is their own publish date.
Searching titles and descriptions for “Compliance Manager - FCM”. A match may be a passing mention rather than the job itself. Titles only.
15 roles
…That means building a compliance program from the ground up, not inheriting a mature one. This is a foundational hire for the FCM, and…
…You'll sit inside a small, senior legal team and work closely with Compliance, Surveillance, and product. The mandate is clear: keep the FCM…
The Futures & Options Execution Technology team within Equities Technology runs the trading technology stack for the #1 ranked FCM and supports other JPMorganChase lines…
…Compliance function. You will be responsible for the design, implementation, and ongoing maintenance of our CIP, CDD, and EDD processes, and you will manage…
…You'll safeguard member and customer funds, manage the movement of fiat and stablecoin across our platform, and partner closely with Compliance, Legal, Product…
…Own and continuously improve the FCM operating model across core workflows including trade flow management, position management, margin monitoring, internal reporting, regulatory reporting support…
…reporting Lead and direct initiatives across ops, compliance, finance, sales, and marketing, and support those teams Manage upwards by building visibility into business performance…
…Senior Associate, FCM The FCM Operations team supports Coinbase Financial Markets, Inc. across US Futures, Prediction Markets, and Options by managing back-office operations…
…a compliance or trading context, not just academic exposure. - (Plus) Prior experience in a regulated financial environment such as an exchange, FCM, or introducing…
…developers, external data vendors, and senior management including Legal and Compliance - Monitor compliance with rules governing FCMs and intermediaries; stay current on CFTC regulations…
…This role sits at the intersection of risk management and operational execution. You'll work closely with our clearing, compliance, and technology teams. WHAT…
…including incident management and escalation with Engineering, Risk, Legal, Compliance, and external counterparties. Lead relationships with external clearinghouses, clearing members, FCM counterparties, and regulators…
…NOTE -This role requires strong project management/organization skills-it is NOT a direct training role. This role is highly travel intensive. Travel schedules…
…development of the broker-dealer compliance program Oversee the FCM compliance program, including the firm's risk management program and annual CCO report Oversee…
…for our registered Futures Commission Merchant (FCM) and Broker-Dealer entities, helping ensure financial integrity, regulatory compliance, and operational excellence as we continue to…