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Searching titles and descriptions for “Compliance Manager - FCM”. A match may be a passing mention rather than the job itself. Titles only.
6 roles
2moControl Desk Operator/Analyst…developers, external data vendors, and senior management including Legal and Compliance - Monitor compliance with rules governing FCMs and intermediaries; stay current on CFTC regulations…
2moMargin Operations (Overnight)…This role sits at the intersection of risk management and operational execution. You'll work closely with our clearing, compliance, and technology teams. WHAT…
3moSenior Manager, Clearing Operations…including incident management and escalation with Engineering, Risk, Legal, Compliance, and external counterparties. Lead relationships with external clearinghouses, clearing members, FCM counterparties, and regulators…
3moOracle Health Federal Learning Consultant-100% TravelOraclehalf of Oracle’s roles are under 33 days…NOTE -This role requires strong project management/organization skills-it is NOT a direct training role. This role is highly travel intensive. Travel schedules…
4moHead of Compliance, Gemini Galactic Markets, LLCGeminiComplianceNew York, New York; Miami, Florida; Remote (USA)half of Gemini’s roles are under 39 daysRemote…development of the broker-dealer compliance program Oversee the FCM compliance program, including the firm's risk management program and annual CCO report Oversee…
- 9moSenior Accountant, Brokerage and Derivatives
…for our registered Futures Commission Merchant (FCM) and Broker-Dealer entities, helping ensure financial integrity, regulatory compliance, and operational excellence as we continue to…