Jobs
Indexed directly from employers. Every age is their own publish date.
Searching titles and descriptions for “Compliance Manager, Broker-Dealer & Investment Adviser”. A match may be a passing mention rather than the job itself. Titles only.
18 roles
2moSenior Manager, Capital & Liquidity Management…management and balance sheet experience at a financial institution or fintech (ideally a broker-dealer) - Deep knowledge of capital structure, asset liability management, asset…
3moBrokerage Accounting Manager (Japan Securities Entity)…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moDirector of Engineering, Trading
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moInternational Accounting Manager
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moProduct Manager, Accounts
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moProduct Manager, New Assets
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moSenior Software Engineer - New Markets Japan (JLPT N1 Fluent)
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moProduct Manager, Crypto
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moSenior AI Platform Engineer
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 3moSenior Fullstack Engineer - Operational Automations
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
4moSr. Manager, Marketing Compliance…dynamic team to help manage the compliance function at one of the most innovative registered investment advisers and broker-dealers. You’re thorough, always…
- 4moEngineer Team Lead, New Markets Singapore
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 4moStaff Software Engineer, New Markets Middle East
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 5moCustody Manager
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 5moDirector of Data PlatformAlpacaData & AnalyticsRemote - North America - EU - UKhalf of Alpaca’s roles are under 39 daysRemote
…This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a…
- 6moSr. Engineering Manager, Broker Dealer
…About the Role As an Engineering Manager in Broker Dealer, you’ll lead a team building and evolving the backend systems that power Betterment…
- 9moStaff Engineer, Backend
…Betterment is a leading, technology-driven financial services company that offers investing, savings and retirement solutions for retail investors and investment advisors as well…
- 12moSr. Software Engineer, Backend
About Betterment Betterment is a leading, technology-driven financial services company that offers investing, savings and retirement solutions for retail investors and investment advisors…